Forms

RIDDOR Incident Assessment and Notification Record

Record the incident circumstances, affected person, work-activity connection, reporting decision, responsible person, reporting date and HSE notification reference or confirmation where applicable.

Form
CalmComplianceForm template

RIDDOR Incident Assessment and Notification Record

Version
v1
Updated
1 October 2026
Audience
Responsible persons and designated health and safety staff in maintained and academy primary and secondary schools in England.
Jurisdiction
england

Blank fields · read-only preview

Incident assessment

Complete this record when assessing an incident for possible RIDDOR reporting. Consider whether the incident arose out of or in connection with a work activity and whether the relevant death, injury, hospital-treatment or dangerous-occurrence criteria apply.

School name

Required

Enter the legal or commonly used name of the school.

Written response

School incident reference

Required

Enter the school's internal incident or accident reference.

Written response

Date of incident

Required

Enter the date on which the incident occurred.

Day
Month
Year

Time of incident

Required

Use the school's standard time format. If the exact time is unknown, record the best available estimate.

HH:MM

Location of incident

Required

State where the incident occurred, including the off-site location or activity venue where relevant.

Written response

What happened?

Required

Provide a factual description of the incident, including the activity taking place, equipment or substances involved, and immediate circumstances.

Written response

Category of affected person

Required

Select all categories that apply.

Choose all that apply

  • Employee
  • Pupil
  • Visitor
  • Contractor
  • Volunteer
  • Other person
  • Other

If other, please specify

Affected person's name or identifier

Required

Record the name or a secure internal identifier in accordance with the school's information-governance arrangements.

Written response

Connection to a work activity

Required

Select the option that best describes whether the incident arose out of or in connection with a school work activity or an activity organised by the school.

Choose one

  • Directly arose out of or was connected with a school work activity
  • Occurred during an activity organised by the school
  • No connection with a school work activity identified
  • Connection is uncertain
  • Other

If other, please specify

Relevant work activity or organised activity

Describe the work activity, lesson, trip, event, supervision arrangement or other organised activity connected with the incident. Complete where applicable.

Written response

Outcome of the incident

Required

Select all outcomes that apply.

Choose all that apply

  • No injury or ill health reported
  • Injury
  • Ill health
  • Death
  • Dangerous occurrence
  • Property or equipment damage
  • Other

If other, please specify

Injury or ill-health details

Describe the injury or ill health, including the body part affected and apparent severity. Complete where applicable.

Written response

Was the affected person taken directly from the incident scene to hospital for treatment?

Select yes only where the person was taken directly from the scene for treatment. Examinations and diagnostic tests alone do not constitute treatment. Complete where applicable.

Choose one

  • Yes
  • No
  • Unknown
  • Not applicable

Hospital-treatment details

Record the hospital, date of attendance and treatment information available to the school. Complete where applicable.

Written response

Dangerous-occurrence details

Describe the event and the circumstances supporting the dangerous-occurrence assessment. Complete where applicable.

Written response

Potential contributing factors

Required

Select all factors that may have contributed to the incident.

Choose all that apply

  • How the work activity was organised
  • Inadequate or insufficient supervision
  • Use or condition of equipment or substances
  • Condition of the premises
  • Actions or behaviour of an individual
  • Weather or environmental conditions
  • Not yet established
  • No contributing factor identified
  • Other

If other, please specify

RIDDOR assessment decision

Required

Record the current assessment. If the decision is uncertain, seek further advice before closing the assessment.

Choose one

  • Reportable under RIDDOR
  • Not reportable under RIDDOR
  • Further advice or information required
  • Assessment pending additional evidence

Reason for the decision

Required

Explain how the incident facts, work-activity connection and outcome support the assessment decision. State any uncertainty or information still required.

Written response

Responsible person's name

Required

Enter the name of the person who made or reviewed the assessment.

Written response

Responsible person's role

Required

Enter the person's role or job title.

Written response

Assessment date

Required

Enter the date on which this assessment was completed or last reviewed.

Day
Month
Year

Date notified to HSE

Complete where the incident has been notified to HSE.

Day
Month
Year

HSE notification reference or confirmation

Enter the HSE notification reference, confirmation number or other evidence of notification. Complete where applicable.

Written response

Notification record checked

Tick this box only after the notification reference or confirmation has been checked against the school's records. Complete where applicable.

  • Tick when complete

Follow-up actions

Required

Record any immediate controls, investigation, communication, review or corrective actions arising from the incident.

Written response

Next review date

Enter the date by which this record or any follow-up actions should next be reviewed. Complete where a further review is needed.

Day
Month
Year
CalmCompliance · v1Template for adaptation

Template details

Type
Form
Version
v1
Updated
1 October 2026

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RIDDOR Incident Assessment and Notification Record template - CalmCompliance