RIDDOR Incident Assessment and Notification Record
- Version
- v1
- Updated
- 1 October 2026
- Audience
- Responsible persons and designated health and safety staff in maintained and academy primary and secondary schools in England.
- Jurisdiction
- england
Blank fields · read-only preview
Incident assessment
Complete this record when assessing an incident for possible RIDDOR reporting. Consider whether the incident arose out of or in connection with a work activity and whether the relevant death, injury, hospital-treatment or dangerous-occurrence criteria apply.
School name
RequiredEnter the legal or commonly used name of the school.
Written response
School incident reference
RequiredEnter the school's internal incident or accident reference.
Written response
Date of incident
RequiredEnter the date on which the incident occurred.
- Day
- Month
- Year
Time of incident
RequiredUse the school's standard time format. If the exact time is unknown, record the best available estimate.
HH:MM
Location of incident
RequiredState where the incident occurred, including the off-site location or activity venue where relevant.
Written response
What happened?
RequiredProvide a factual description of the incident, including the activity taking place, equipment or substances involved, and immediate circumstances.
Written response
Category of affected person
RequiredSelect all categories that apply.
Choose all that apply
- Employee
- Pupil
- Visitor
- Contractor
- Volunteer
- Other person
- Other
If other, please specify
Affected person's name or identifier
RequiredRecord the name or a secure internal identifier in accordance with the school's information-governance arrangements.
Written response
Connection to a work activity
RequiredSelect the option that best describes whether the incident arose out of or in connection with a school work activity or an activity organised by the school.
Choose one
- Directly arose out of or was connected with a school work activity
- Occurred during an activity organised by the school
- No connection with a school work activity identified
- Connection is uncertain
- Other
If other, please specify
Relevant work activity or organised activity
Describe the work activity, lesson, trip, event, supervision arrangement or other organised activity connected with the incident. Complete where applicable.
Written response
Outcome of the incident
RequiredSelect all outcomes that apply.
Choose all that apply
- No injury or ill health reported
- Injury
- Ill health
- Death
- Dangerous occurrence
- Property or equipment damage
- Other
If other, please specify
Injury or ill-health details
Describe the injury or ill health, including the body part affected and apparent severity. Complete where applicable.
Written response
Was the affected person taken directly from the incident scene to hospital for treatment?
Select yes only where the person was taken directly from the scene for treatment. Examinations and diagnostic tests alone do not constitute treatment. Complete where applicable.
Choose one
- Yes
- No
- Unknown
- Not applicable
Hospital-treatment details
Record the hospital, date of attendance and treatment information available to the school. Complete where applicable.
Written response
Dangerous-occurrence details
Describe the event and the circumstances supporting the dangerous-occurrence assessment. Complete where applicable.
Written response
Potential contributing factors
RequiredSelect all factors that may have contributed to the incident.
Choose all that apply
- How the work activity was organised
- Inadequate or insufficient supervision
- Use or condition of equipment or substances
- Condition of the premises
- Actions or behaviour of an individual
- Weather or environmental conditions
- Not yet established
- No contributing factor identified
- Other
If other, please specify
RIDDOR assessment decision
RequiredRecord the current assessment. If the decision is uncertain, seek further advice before closing the assessment.
Choose one
- Reportable under RIDDOR
- Not reportable under RIDDOR
- Further advice or information required
- Assessment pending additional evidence
Reason for the decision
RequiredExplain how the incident facts, work-activity connection and outcome support the assessment decision. State any uncertainty or information still required.
Written response
Responsible person's name
RequiredEnter the name of the person who made or reviewed the assessment.
Written response
Responsible person's role
RequiredEnter the person's role or job title.
Written response
Assessment date
RequiredEnter the date on which this assessment was completed or last reviewed.
- Day
- Month
- Year
Date notified to HSE
Complete where the incident has been notified to HSE.
- Day
- Month
- Year
HSE notification reference or confirmation
Enter the HSE notification reference, confirmation number or other evidence of notification. Complete where applicable.
Written response
Notification record checked
Tick this box only after the notification reference or confirmation has been checked against the school's records. Complete where applicable.
- Tick when complete
Follow-up actions
RequiredRecord any immediate controls, investigation, communication, review or corrective actions arising from the incident.
Written response
Next review date
Enter the date by which this record or any follow-up actions should next be reviewed. Complete where a further review is needed.
- Day
- Month
- Year
